Role Description:
What will the resources be doing on a day-to-day basis: Swap Dealer and Future Commission Merchant (FCM) policies and procedures; Swap training content development and completion monitoring; support for Swap Dealer Regulatory Exams requests and meetings, support for drafting of Swap Dealer and FCM compliance governance reports and Annual Compliance Reports support for Volcker Rule training content development and completion monitoring; executing certain regulatory change management program responsibilities for swap dealers, broker-dealers and CGMI.
Role relates to compliance program for regulated entities (Swap Dealers, Futures commission merchants, etc…)
Requirements
US Regulatory SME
Must have US Regulatory experience and Derivatives from the broker dealer side.
Large US banking experience (derivatives/ swaps)
US Regulatory SME
Strong documentation skills, communication skills
Bachelor’s degree
Job Type: Contract
Salary: Up to $90.00 per hour
Schedule:
- 8 hour shift
Ability to commute/relocate:
- Jersey City, NJ: Reliably commute or planning to relocate before starting work (Required)
Experience:
- Risk: 4 years (Preferred)
- Regulatory: 6 years (Preferred)
Work Location: One location
Speak with the employer
+91 +14698428519
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